Are you a Paraplanner looking to make a move into Compliance?
This is a great opportunity to do exactly that. And even better, this employer has a fantastic reputation, not only as the recognised market leader in their field, but also as a great place to work.
Increased demand for their services means they’re expanding their Compliance Monitoring team. They’re looking for someone who can provide a high-quality file review service for their clients, providing feedback on files reviewed and any compliance issues raised and your paraplanning experience would be highly valued.
You’ll be responsible for delivering a client file review service in line with service level agreements and respond to client queries in a timely, clear and concise manner. You’ll provide verbal feedback to clients in respect of their file reviews and report any specific issues or concerns. You’ll also generate reports and summaries of thematic reviews / file assessments.
You’ll be qualified to Level 4 Diploma level and have experience as a Paraplanner, with an excellent working knowledge of the FCA regulations affecting the wealth management arena. Strong communication skills, both written and verbal, are essential.
Interested?
Click apply. Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [email protected]. We’ll pick it up from there.
