Interim Senior Compliance Monitoring Officer (12-month FTC)

Finding the permanent market slow?

Immediately available or available at short notice?

What about a 12-month fixed term contract with the strong potential to become permanent?

That’s what’s on offer here.

You’ll be responsible for conducting regular and ad hoc compliance monitoring reviews, producing concise, informative reports highlighting your findings, recommendations and areas for improvement and presenting them to senior management. You’ll then monitor the implementation of any corrective actions and recommendations.

You’ll have good Regulatory Compliance experience within a Financial Services business and have previous Compliance Monitoring experience (either in a dedicated Monitoring capacity or as part of a wider, generalist role). You’ll have a good working knowledge of Consumer Duty regulations, whilst excellent communication and stakeholder management skills are essential.

Sound good?

If so, click apply and send over your CV.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at [email protected] telling me that you’re interested. We’ll pick it up from there.

Company:Leading investment management firm

Location: BathSomerset

Workplace: Hybrid Working

Salary:To £55k + bonus + benefits

Reference:415196

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